Registries provides a complete range of registry management services for listed companies and listed securities on the Australian Stock Exchange (ASX), National Stock Exchange (NSX) and Australia Pacific Exchange (APX).

Listed securities include:

  • Warrants
  • Listed Funds

The services we provide include:

  • Initial Public Offering (IPO) - Processing applications, banking monies, reconciling bank accounts, producing welcome packs and holding statements
  • Ongoing Day to day maintenance of the register - changes of address, dividend/distribution payment instructions, annual report elections, notation of probates and Powers of Attorney.
  • Processing off market transfers
  • Processing electronic settlement of transactions via the CHESS system
  • Call Centre - responding to all telephone, written and email enquiries from issuers, investors, brokers, executors and solicitors.
  • Online access for issuers, investors, brokers and financial advisers
  • Calculation and payment of dividends/distributions
  • Calculation and allotment of shares in case of a Dividend Reinvestment Plan (DRP)
  • Maintenance of the unclaimed monies register to ensure compliance with relevant Acts
  • Design, printing and processing returned proxies
  • Planning and management of annual general meetings
  • Provision of meeting registration facilities for investors and visitors
  • Assistance with the conduct of polls at meetings
  • Planning and managing in-house and external print and mailing services
  • Management of employee option and share plans, including payroll deductions, loan repayments, reconciliations and transferring shares
  • Consultancy and project management for corporate actions and special projects - capital raisings, rights issue, takeovers, mergers & acquisitions, scheme of arrangement, special dividends, return of capital, bonus issue
  • Statutory reporting
  • Investor relations, communications and intelligence
  • Proxy solicitation services ... scheme meetings, mergers & acquisitions and capital raisings.
  • Share register analytics